Compliance Monitoring
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- Proposals: 1
- Remote
- #2019952
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Description
Experience Level: Intermediate
We are a financial introduction firm, authorised and regulated by the FCA. We have a requirement to complete compliance monitoring every month. This involves listening to multiple phone calls to make sure our introducers are promoting the opportunities in the right way, and staying within the guidelines given to them. We would like someone to complete this review exercise for us each month. We anticipate this being around 20 hours work per month, every month.
Please note, for now I am simply posting the job to get a feel for the market. We will be ready to get going with this in 4 weeks time.
I cannot stress how important this is. You MUST be located in the UK. I cannot even reply to you unless I am able to meet with you face to face. It will be mandatory for you to come into our office before we can commence any work. We must be able to assess your suitability. Please do not reply to this job post if you are not UK based.
Please note, for now I am simply posting the job to get a feel for the market. We will be ready to get going with this in 4 weeks time.
I cannot stress how important this is. You MUST be located in the UK. I cannot even reply to you unless I am able to meet with you face to face. It will be mandatory for you to come into our office before we can commence any work. We must be able to assess your suitability. Please do not reply to this job post if you are not UK based.
Paul W.
100% (3)Projects Completed
6
Freelancers worked with
6
Projects awarded
20%
Last project
8 Jan 2020
United Kingdom
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Where is your office based? Cheers!
Paul W.22 May 2018Hi, we are in Moorgate.
647106
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