FSA Compliance Manager / Administrator
- or -
Post a project like this£15/hr(approx. $19/hr)
- Posted:
- Proposals: 3
- Remote
- #97092
- Expired
Description
Experience Level: Intermediate
We are a Corporate Finance and Investment Management boutique and are looking for support on the Financial Services Authority (FSA) compliance / regulatory team.The team member will be reporting directly to the Compliance Officer / MLRO. We are a UK based business with offices in Europe.
Key tasks will be:
- ongoing compliance regulatory monitoring of controlled function staff
- administration of compliance monitoring
- interaction with staff on money laundering and other compliance issues
- improvement of internal compliance and risk processes
- interaction with FSA
Key experiences required:
- knowledge of FSA rules especially for Corporate Finance Advisers and Investment Managers
- self-starter with good time management skills
- good understanding of regulatory FSA frameworks
Key tasks will be:
- ongoing compliance regulatory monitoring of controlled function staff
- administration of compliance monitoring
- interaction with staff on money laundering and other compliance issues
- improvement of internal compliance and risk processes
- interaction with FSA
Key experiences required:
- knowledge of FSA rules especially for Corporate Finance Advisers and Investment Managers
- self-starter with good time management skills
- good understanding of regulatory FSA frameworks
Jurgen G.
97% (7)Projects Completed
14
Freelancers worked with
13
Projects awarded
33%
Last project
21 Aug 2013
United Kingdom
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