I provide compliance and regulatory assistance to businesses of all types, not limited to just FSA regulated entities. Providing practical solutions to common regulatory needs,more...I provide compliance and regulatory assistance to businesses of all types, not limited to just FSA regulated entities. Providing practical solutions to common regulatory needs, relevant to clients business models.
I have a wealth of experience dealing with corporate compliance through to individual brokers and introducers, for both insurance and finance administration.
All services can be tailored to client needs

Area Covered: Hertfordshire, Essex and Home Counties


Work Experience
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Description: Audit and validation of compliance processes for insurance mediator. implementation of processes to meet FSA requirments.